Legal Disclosures Library

Options AI Financial LLC does not make recommendations or offer investment, tax or legal advice. You alone are responsible for evaluating the merits and risks associated with the use of our systems, services and securities products. Please review carefully the following disclosures before making any investment decisions.


We may revise these disclosures at any time. You agree to be bound by any revisions and agree to review these disclosures periodically. The most updated version of these disclosures will always be available for your review on this page, accessible by clicking on the “Disclosures Library” link at the bottom of the pages on our website or on our mobile app.


Terms and Conditions


Privacy Policy


APEX Customer Account Agreement


APEX Customer Margin Agreement


APEX Options Account Agreement


Characteristics and Risks of Standardized Options


Nasdaq Non Professional Subscriber Agreement


NYSE Non Professional Subscriber Agreement


OPRA Non Professional Subscriber Agreement


Business Continuity Statement


Margin Risk Disclosure


ETF Risk Disclosure


Day Trading Risk Disclosure


Commission and Fees


Options Spread Risk Disclosure


State Registrations


Content & Social Media Disclosure

Brokerage services are provided by Options AI Financial LLC (“Options AI”, “we”, “us”, “our”), a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC), which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash).


Check the background of Options AI Financial LLC on FINRA’s BrokerCheck.


Options AI does not provide investment, tax or legal advice and does not endorse or recommend the purchase or sale of any particular security or trading strategy. 


Certain features of the Options AI website (“Website”) and the service (“Service”) include charts and interactive tools designed to generate and display amongst other things: (a) past performance data; (b) future price and outcome expectations derived from options market data; and, (c) potential stock and options trading strategies based upon your personal inputs. These features and all of their content are meant for informational and reference purposes only and are not intended to serve as a recommendation to buy or sell any security or to utilize any particular trading strategy. They are also not research reports, do not reflect the opinions or expectations of Option AI and should not be considered as a basis for judging future trends or as an indication of future results. Any data or information regarding the likelihood of various investment outcomes is hypothetical in nature, is not guaranteed for accuracy or completeness, does not reflect actual investment results and is not a guarantee of future results.


The Website may include certain features provided solely to demonstrate tools and other Content that are part of the Service available only to Customers of Options AI. Demo features are intended for informational purposes only and should not be used as the basis for making investment decisions or for any other purpose. Demo features use delayed or static data and Options AI makes no warranty whatsoever as to their accuracy or usefulness.


You alone are responsible for evaluating the merits and risks associated with use of the Website and the Service and for determining whether its features and tools are suitable for you. You are also solely responsible for your personal inputs, for evaluating all information and for any investment decision you make, whether or not such decision derives from your use of the Service. Please review our full Terms and Conditions.


All investments involve risk and all investors should consider their investment objectives and risks carefully before investing. The price of a given security may increase or decrease based on market conditions and customers may lose money, including their original investment. Any investment or trade made using the Options AI Service is at your sole discretion and risk.


This is not an offer, or advice to buy or sell securities, or open a brokerage account in any jurisdiction where Options AI Financial is not registered or where such products and other services offered by the firm would be contrary to the securities regulations of that jurisdiction.


Online trading involves risks due to loss of online services, system response time, execution price, trading volumes, market conditions, erroneous or unavailable market data and other factors.


Options transactions may involve a high degree of risk and may expose investors to potentially significant losses and therefore are not suitable for all investors. Prior to deciding to invest in options please review the Characteristics and Risks of Standardized Options.


Technology and website services provided by OptionsAI LLC, parent of Options AI Financial LLC. Market Data provided by Dxfeed and IEX Cloud.


Disclosures Library


Options AI Financial LLC, member FINRA | SIPC


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Patent Pending USSN 62/888,672

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